Regulatory & Compliance Services
Nelsons is committed to assisting our clients in meeting ever-changing legal and regulatory demands. Our team is here to advise a wide range of businesses on an array of issues including:
- compliance matters
- all required policies, procedures and compliance monitoring programmes
- international sanctions
- anti-bribery and corruption
- data protection
- beneficial ownership
Nelsons’ compliance specialists are able to provide a suite of outsourced compliance and support services tailored to meet clients’ needs. Services provided by Nelsons Compliance group include:
- Designation of natural persons to act as outsourced anti-money laundering officers (including, where applicable, anti-money laundering compliance officer and money-laundering reporting officer roles);
- Client identification and verification procedures, including collection and review of documentation as well as sanctions screening and ongoing monitoring;
- Review of AML/CTF risk assessments, policies and procedures and internal controls;
- General compliance support and in-house training.